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Advisers 'struggle to balance regulator and client'
Tuesday 31st of July 2018
Steven Burgess is director of Compliance Refinery.
Originally from Canada, he worked at the Financial Markets Authority and AMP before setting up in business on his own.
He deals with advice businesses of all sizes.
Advisers had significant hurdles incorporating compliance processes into their business that did not get in the way of their client focus, he said.
A lot...
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