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Ending a 40-year career - the true cost of a FADC decision

Tuesday 13th of July 2021

The woman, who cannot be named due to a suppression order, says her experience with the tribunal should be seen as a lesson to other advisers who may get too comfortable with long-term clients.

In March, the Financial Advisers Disciplinary Tribunal (FADC) released its decision to censure the woman for breaches of two Code Standards, also deciding to suppress her name.

According...

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