Insurance
Sovereign applying to be a QFE
Wednesday 10th of November 2010
As a QFE, Sovereign would be licensed as an entity instead of all of its advisers each having to be individually registered and any dispute resolution liability would lie with the company.
Those advisers that decide to be part of the QFE have to use Sovereign's SovTrack process which ensures its members use the processes required under the Financial Advisers Act.
SovTrack includes...
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