Investments

Code Standard 1 – is the bar high enough?

Monday 11th of April 2016

What does “placing client interests first” mean?

“Acting in the best interests of a client” is pretty much self-explanatory – it is first about professional conduct and then about best interests.  This contrasts with the obligation to “place interests of the client first” which has a lot less clarity.  As worded, this obligation is not about conduct nor about a client's best in...

Want to read the full article?
Click the button below to subscribe and will have unlimited access to full article and all other articles on the site.