Moffatt leaves FMA
She has been at the helm of the enforcement team for three-and-a-half years.
Moffat joined the FMA in March 2012, in the establishment phase of the new regulator, with a mandate to complete the finance company investigations and build the FMA’s enforcement capability.
The legacy finance company investigations are now complete and a wide range of enforcement activities have been undertaken under Moffat’s leadership, across a range of financial services issues.
The increased range of regulatory actions illustrates the significant broadening of the FMA’s remit under the Financial Market’s Conduct Act and the increased range of powers and regulatory tools now available to the conduct regulator.
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