
News
Adviser learns her fate from FADC
Monday 8th of March 2021
The adviser at the centre of an FADC hearing in December last year has been censured for her breaches of two Code Standards.
However, the adviser, who can't be named, now calls herself retired and has told the Financial Markets Authority she will wind up her practice by March 31. Good Returns understands she had not applied for a transitional licence to operate under the ne...
Want to read the full article?
Click the button below to subscribe and will have unlimited access to full article and all other articles on the site.
Latest News
3 min read
2 min read
3 min read
3 min read
3 min read
Latest Comments