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Adviser prospecting restrictions loosened
Wednesday 12th of September 2012
Concerns were raised earlier this year about section 71 of the Financial Markets Conduct Bill, which allowed authorised financial advisers (AFAs) and qualifying financial entity (QFE) advisers to approach only existing or former clients with offers of financial products.
The section came under fire from financial advisers, who feared it would severely curtail their ability to prosp...
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