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Advisers can't hide in QFEs
Friday 11th of September 2009
Dale-Jones said while a number of changes to the regime were in train, QFE advisers who sold third-party category one products would still have to be individually authorised by the Securities Commission and meet the same standards as non-QFE advisers.
"They would have to be AFAs [authorised financial advisers]," Dale-Jones said. "In fact [QFE advisers] will have two streams of compliance...
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