News
AML due diligence puts clients off

Friday 2nd of October 2015
Under the AML/CFT Act, financial advice businesses that deal in category one products are reporting entities. They must complete a risk assessment of their business, establish and maintain an AML/CFT programme, conduct customer due diligence including identification and verification of identity and report any suspicious transactions.
But Bill Raynel, of Investment Solutions Northland, sa...
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