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Audits a struggle for advisers
Thursday 13th of November 2014
The FMA released its first monitoring report on the AML/CFT regulations this week, and reported high levels of non-compliance.
Businesses that are reporting entities under the AML rules have to be audited every two years, or as requested by the FMA.
Adviser Meredith Cornelius, who started up an audit business to help advisers access low-cost audits, said she had been frustrated at...
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