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Brown: Advisers struggling with principles-based approach
Wednesday 28th of August 2013
Financial advisers are struggling with the “principles-based” approach to regulation, says the FMA’s Sue Brown.Brown is now the head of innovation, strategy and engagement but had previously been tasked with overseeing advisers.
She said all advisers were expected to be governed by the principle of “client first”. But some struggled when that was not laid out in clear rules or proc...
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