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Call for more prescriptive adviser regulation
Friday 14th of December 2012
Brent Sheather, an Authorised Financial Adviser for Private Asset Management, said the financial adviser regulatory regime is very focused on compliance issues but has little to say on how advisers actually go about aspects of their business including building a portfolio.
He said New Zealand should follow Britain, where the Financial Services Authority (FSA) plays a greater role in tell...
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