News

Code: From complex to simple

Friday 12th of October 2018

That’s the verdict after the group released its first full consultation draft.

The new code, which will apply to all financial advises under the new regime, has 12 standards:

  • Treat clients fairly and act in their interests
  • Act with integrity
  • Manage conflicts of interest
  • Take reasonable steps to ensure the client understands the financial advice
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