News

Could dealer groups become regulators?

Monday 10th of June 2013

It has been suggested that the Financial Markets Authority’s expanding remit could lead it to delegate some monitoring duties to dealer groups in the same way it deals with QFEs.

Cave said he planned to talk to Code Committee for Authorised Financial Advisers chair David Ireland about the idea.

“There’s a missing link in the current structure.”

He said Camelot had looked at...

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