News

Death of small advice firms exaggerated: FMA

Friday 7th of August 2020

The new regime starts on March 15, at which point everyone giving personalised financial advice needs to have a transitional licence, or to be working for an entity that has a licence.

To apply, would-be financial advice providers need to register on the FSPR with the relevant financial advice service at least 24 hours before they started their licence application.

Financial Mar...

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