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DIMS exemptions welcomed
Wednesday 6th of May 2015
In March, the FMA said it was aware the cost of requiring small DIMS providers to produce audited financial statements might outweigh the benefits to clients.
It asked for feedback on a proposal to exempt small and medium-sized licensees, but said a level one provider would be a sole trader with less than $5 million FUM. Level two traders would have up to $10 million.
Advisers sai...
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