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FADC hands down its punishment in non-disclosure case
Thursday 16th of May 2019
The Financial Advisers Disciplinary Committee (FADC) has decided to censure the Auckland insurance adviser, but not name him. That means that he will have to disclose the breaches – which the FADC said were at lower end of the scale - to prospective clients for the next five years.
However, the adviser will retain permanent suppression.
The Financial Markets Authorit...
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