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FADC hears first AFA complaints today
Monday 5th of August 2013
The FADC was set up as part of the regulation of financial advisers and hears complaints against advisers who have allegedly breached the professional code of conduct. The cases it hears are referred to it by the Financial Markets Authority.
It has a range of powers including ability to fine advisers or de-register them.
One of the cases today is against alleged Ponzi-scheme opera...
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