News

Fine balance for new code

Monday 2nd of July 2018

Angus Dale-Jones spoke at the Financial Markets Law conference last week.

He said the code would need to set out competence standards that would apply in a range of advice situations – but how to apply a distinction was hard to get right.

It was likely that a different approach would be taken to the code’s initial suggestion of a differentiation between product advice and financia...

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