News

FMA asks: What's your plan?

Thursday 23rd of April 2015

As of May 31, all advisers need to have done something to remain on the right side of the new rules.

Those who want to offer class DIMS must have applied for a licence under the Financial Markets Conduct Act. Those offering personalised DIMS need to file an updated ABS, for the FMA to determine whether they are capable of providing personalised DIMS services under the new, more stringent...

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