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FMA not happy with AML reporting (+ Special Guide)

Monday 19th of December 2016
The FMA currently supervises around 800 reporting entities (REs), of which roughly two thirds are financial advisers, and while REs have made "some progress" toward meeting their AML obligations it's planning to increase monitoring in areas such as staff training, documentation and management oversight.
According to its latest monitoring report, the FMA conducted 12 on-site visits and12...
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