News

Guide to good conduct

Wednesday 21st of December 2016

In a wide-ranging submission, a Joint Advocacy Group of INFINZ and the CFA Society says that while the Guidance is a "valuable tool" for market participants in framing their compliance and delivery programmes, and in engaging with the FMA, it becomes problematic where it calls for a 'demonstration' of a range of matters such as those embodied in the Good conduct in practice section.

Acco...

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