News

'Individual' licence suggestion causes concern

Thursday 11th of October 2018

The regulator issued an FAQ based on questions it was asked by advisers at roadshows and other events around the country.

Under the “who needs a licence?” question, it says a financial advice provider can be an individual or a business.

When the new FSLAB regime comes into force, every financial adviser will be required to operate under the umbrella of a licensed financial advice...

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