
News
Law doesn't have to be broken for FMA to take action

Monday 10th of December 2018
[UPDATED] Liam Mason said he could not get into the detail about how the FMA reached the decision to issue a warning about Brian (John) Ferguson, but talked generally about how the FMA deals with concerns about advisers.
Ferguson was reported to the regulator by his own group, Preferred NZ, for copy-and-pasting client signatures.
Commenters said it could make it difficult for hi...
Want to read the full article?
Click the button below to subscribe and will have unlimited access to full article and all other articles on the site.
3 min read