News
More homework from the FMA for those offering investment advice

Thursday 7th of July 2022
The turnaround is tight: the regulator has published a set of nine questions and a feedback form and has asked for responses by 5 August.
The FMA’s default position is that advisers will generally need to access or undertake research to satisfy the “reasonable grounds” requirement in Code Standard 3 of the Code of Professional Conduct for Financial Advisers.
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