News

QROPS adviser breached code: FADC

Thursday 22nd of June 2017

In a decision released today, the Financial Advisers Disciplinary Committee said the unnamed financial adviser was an AFA whose work focused on pension transfers from the UK.

The FMA's complaint related to four client files, for people who had engaged him to provide services related to moving their money to New Zealand.

The UK pension transfers had a "UK end" and a "New Zealand en...

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