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Regs look too heavy for sole practitioners, SIFA chief says

Wednesday 15th of July 2009

Weatherston, who runs his own Auckland financial advisory firm - Financial Focus, told Good Returns the swag of recent government regulatory proposals for the industry appeared to place a heavy compliance burden on individual advisers.

"The probability that [the government] would take a sledgehammer approach to regulating advisers is increasing," he said.

Weatherston said...

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