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Regs look too heavy for sole practitioners, SIFA chief says
Wednesday 15th of July 2009
Weatherston, who runs his own Auckland financial advisory firm - Financial Focus, told Good Returns the swag of recent government regulatory proposals for the industry appeared to place a heavy compliance burden on individual advisers.
"The probability that [the government] would take a sledgehammer approach to regulating advisers is increasing," he said.
Weatherston said...
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