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Strong demand for outsourced compliance: Austin

Tuesday 22nd of April 2014

Institute of Financial Advisers president Nigel Tate suggested last week that experienced advisers could save money and pick up skills by doing audits for each other when they are due every two years.

The guidelines allow an independent person to perform an audit and say that reciprocal audit arrangements with a similar company should be considered.

Tate said some compliance compa...

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