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Swings and roundabouts of new regime
Tuesday 16th of March 2021
The Financial Services Legislation Amendment Act was introduced today/yesterday meaning anyone who gives regulated financial advice to retail clients must either hold, or operate under, a Financial Advice Provider licence and must adhere to a new Code of Conduct.
According to the Financial Markets Authority (FMA), more than 10,200 financial advisers have moved into the ne...
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