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Two advisers get personalised DIMS nod
Monday 10th of August 2015
Under the Financial Markets Conduct Act, all providers of class DIMS must be licensed. But those who provide a personalised service under the Financial Advisers Act can continue to do so with approval from the Financial Markets Authority. They had to submit an updated ABS by May 31 and have until December 1 to update their client documentation.
It had been suggested that few AFAs would b...
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