TMM - News

Regulators’ report puts spotlight on intermediaries

Tuesday 6th of November 2018

The report into the 11 biggest banks, released yesterday, passed a damning verdict on banks’ sales incentives and policing of staff. It also highlighted a series of issues with intermediary relationships.

The report found a number of banks "highlighted conduct risks associated with their limited oversight of the customer interactions that occur through brokers and other inter...

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