The Securities Commission is New Zealand’s main regulator of investments.
The Commission is currently implementing a regime to regulate the financial adviser industry under the Financial Advisers Act 2008 (FAA) and enhance its professionalism.
The Commission is responsible for the authorisation of financial advisers (AFAs), the granting of QFE status to qualifying financial entities and the ongoing monitoring of the financial adviser industry.
Four new roles have been established as part of the growth of the team implementing the FAA regime.
It is an exciting opportunity to be part of this important initiative in a positive, vibrant and dynamic culture.
The positions are:
- Adviser,QFE & AFA Monitoring (1)
- Advisers,Financial Adviser Monitoring (3)
We seek people with a strong desire to help achieve the Commission’s regulatory outcomes as a means of improving public confidence in the financial advisory industry.
For these four roles we require team players:
- with backgrounds in compliance, risk, audit or financial advice
- who can identify commercial and consumer issues and find pragmatic solutions
- who are highly motivated self starters with attention to detail
- with excellent communication skills
- with the capacity to travel extensively within New Zealand.
Applications close on Monday, 20th September 2010 at 5.00pm.
If you would like to apply for any of the above positions, please send a covering letter and CV to jobs@seccom.govt.nz.
For job descriptions or further information, please see the Securities Commission website: www.seccom.govt.nz