
Regulation
AFAs set to produce their own annual reports
Tuesday 17th of September 2013
Since the introduction of the Financial Advisers Act in 2008, the FMA has not required any regular or formal reporting from advisers, even though the Code of Professional Conduct for Financial Advisers includes a reporting requirement.
The FMA says advisers now have a good level of understanding of the regulatory framework in which they operate and it is timely to start collecting inform...
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