
Regulation
Client-first may be too big an ask for biggest players
Thursday 26th of January 2017
It would appear that the regulators in Australia and New Zealand are failing to provide the consumer with much needed clarity on the activities, functions, and rationale for providing guidance on financial matters.
The reluctance to delineate clearly between a sales process and an advice process causes difficulties for a number of stakeholders.
In the context of the financial serv...
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