Regulation

After April Fools Day, the smart numbers

Tuesday 5th of April 2011

Richards was speaking on the eve of the April 1 deadline when, under the Financial Service Providers (Registration and Dispute Resolution) Act 2008, all financial service providers, including financial advisers, have to be registered with the Companies Office and signed up to a disputes resolution scheme (DRS).

Edwards said the PAA supported the goal of increased professionalism in the f...

Want to read the full article?
Click the button below to subscribe and will have unlimited access to full article and all other articles on the site.