
Regulation
DIMS exemptions explained
Wednesday 24th of December 2014
Changes to the way DIMS are regulated require anyone who provides DIMS to retail clients to be licensed. Existing class DIMS providers have until June to apply for a class licence and until December 1 next year to update their client documentation. New providers needed to comply from the beginning of December.
But there are exceptions and exemptions. One allows advisers to provide...
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