Russell Hutchinson Opinion

It starts with governance

Wednesday 5th of August 2020

Financial advice provider compliance, arguably, starts with governance.

Yet the focus of recent years has been mainly on education, or Code.

Education has been an easy place to look.

The regulators set a standard. It has been talked about it, written about, and is a clear, defined milestone on the way to achieving a compliant business: get the qualification.

But...

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