
Regulation
Advisers snared in door-to-door sales crackdown
Thursday 10th of May 2012
And according to a financial services law expert, there seems to be little recognition in the industry of the potentially far-reaching consequences of the proposed changes.
Chapman Tripp partner Tim Williams said section 71 of the Financial Markets Conduct Bill, which deals with "unsolicited offers", could result in Authorised Financial Advisers and QFE advisers being allowed to approach...
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