Regulation

FMA outlines Enforcement priorities

Wednesday 14th of September 2011

In its Enforcement Policy release the regulator has outlined what its early priorities are, saying one area of focus will be compliance with licensing regimes such as the registration of financial providers and the licensing of financial advisers, a requirement from July 1, 2011.

"We will also actively monitor and enforce the boundary between unregulated and regulated activity, particula...

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