
Regulation
FMA's power to investigate unclear
Thursday 12th of May 2011
Delegates at this week's Society of Independent Financial Advisers conference in Wellington questioned whether the Privacy Act would prohibit the FMA accessing client files.
FMA representative Julie Bottomley admitted that it was unclear at this stage whether the authority had the power to request client files.
She said the FMA was talking to lawyers at the moment.
"It's a...
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