Regulation

QFEs need regulatory assurance

Tuesday 7th of September 2010

Speaking at the Workplace Savings conference he said QFE's must remain capable of delivering compliance with legislation.

 "The risk profile of QFEs will be important in this regard, so it may well be the Securities Commission will do a comparison of adviser business statements (ABS) to see where risks lie in terms of statutory objectives."­­

He says marked intelligence and c...

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