Regulation

The ABC of authorisation

Friday 8th of October 2010

He says advisers have certainty around three areas: what the Financial Advisers Act requires, what must go in their Adviser Business Statement, and what the conduct and competence requirements of the Code are.

"I think of that as ABC - Act, Business Statement and Code."

He says the next three things - D, E and F - now need to be done: join a Dispute Resolution Scheme, enrol with E...

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