
Regulation
The ABC of authorisation
Friday 8th of October 2010
He says advisers have certainty around three areas: what the Financial Advisers Act requires, what must go in their Adviser Business Statement, and what the conduct and competence requirements of the Code are.
"I think of that as ABC - Act, Business Statement and Code."
He says the next three things - D, E and F - now need to be done: join a Dispute Resolution Scheme, enrol with E...
Want to read the full article?
Click the button below to subscribe and will have unlimited access to full article and all other articles on the site.
3 min read
2 min read
Latest News
3 min read
2 min read
3 min read
3 min read
2 min read
2 min read
Latest Comments