Regulation

The importance of being compliant

Thursday 26th of May 2011

Speaking at the Professional Advisers Association (PAA) conference, Ireland stressed the importance of keeping within the rules in the wake of Financial Markets Authority (FMA) action against Bernard Whimp.

"I'm hoping come July 1 there isn't a high profile action against an adviser," Ireland said.

In his address he spelt out what advisers must do to maintain registration, such as...

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