Regulation
Sec Com gives clarity on registration and deadlines
Wednesday 20th of October 2010
Securities Commission director of Financial Adviser Regulation (Implementation) Mel Hewitson says at the moment both the individual and the company have a legal obligation to register separately, with advisers operating under this structure needing to pay two registration fees.
She says the Ministry of Economic Development (MED) is currently considering how registration could be streamli...
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