Regulation

Sec Com gives clarity on registration and deadlines

Wednesday 20th of October 2010

Securities Commission director of Financial Adviser Regulation (Implementation) Mel Hewitson says at the moment both the individual and the company have a legal obligation to register separately, with advisers operating under this structure needing to pay two registration fees.

She says the Ministry of Economic Development (MED) is currently considering how registration could be streamli...

Want to read the full article?
Click the button below to subscribe and will have unlimited access to full article and all other articles on the site.