Equities - Stockbroking and Investment Banking

We represent a highly respected investment brand operating across a full range of equities trading and investment banking operations. Positive issues such as major growth, complex and diverse products and a high profile make this role crucial within the firm.

On a national basis, you’ll control the management of all compliance issues, including risk assessment, compliance reviews and reporting, implementing new procedures, and managing relationships with regulators and clients. As part of an ongoing business continuity programme, you’ll also focus on reviewing, updating and improving departmental plans.

Relevant experience within stockbroking, investment banking, funds management or related financial markets is ideal, together with an understanding of securities legislation and NZX regulations. The role interfaces with a variety of external parties, plus senior management and staff inside operational and dealing environments – so the ability to think and act strategically combined with highly developed communication and people skills is essential.

Working closely with the General Manager, this is an outstanding opportunity to join a highly professional team inside a dynamic environment. Take your career forward through an autonomous role where you can add value to compliance robustness in a consultative, creative and positive way.

Naturally, a competitive remuneration package applies.

For further details, please contact Chris Heswall in total confidence on 09 309 2902 or 021 764 456 or email chris@virtueconsulting.co.nz