The Financial Markets Authority (FMA) has published an information sheet containing principles and resources to help licensed financial advice providers develop their cyber resilience.

The Financial Markets Authority (FMA) has warned investors to be wary of scammers impersonating New Zealand-based derivatives issuer Rockfort Markets Limited.

Groups with an interest in financial market transactions and payments are being asked for their views on how a new law governing the ‘plumbing’ of the financial system should be implemented.

The Council of Financial Regulators (CoFR) – Kaunihera Kaiwhakarite Ahumoni – has created a new website.

Despite a global pandemic, Mint Asset Management has had a number year, its latest accounts show.

The Financial Markets Authority (FMA) has issued an infringement notice to equity crowdfunding service provider Equitise Pty Ltd for failing to file financial statements by their due date.

The Reserve Bank of New Zealand launched the Relationship Charter in 2018 as a step towards achieving its aspiration to build the best possible ‘regulated-regulated’ relationships.

The FMA is keeping a watchful eye on the NZX after its latest annual obligations review found the company had failed to meet all of its obligations due to "insufficient technological resources".

Former CEO of van Eyk Research charged with breaches of directors’ duties.