The Financial Services Council is taking registrations for its Future Ready Advice Summit being held in Queenstown in February next year.

The Financial Markets Authority (FMA) has formally warned Squirrel P2P Trustee Ltd for failing to carry out its obligations as a custodian.

FNZ has agreed to acquire Appway, the leader in client onboarding and client servicing for financial institutions.

Advisers remain low risk when it comes to a AML, but a new player is considered high risk.

The Reserve Bank of New Zealand is seeking feedback on issues facing the cash system and options to keep Aotearoa’s cash system fit for purpose.

The Financial Markets Authority has released three new self-assessment tools to help financial advice providers (FAPs) prepare for full licensing.

Financial Advice New Zealand’s annual conference will begin tomorrow and will be held online featuring a line-up of 17 top New Zealand and international speakers.

Financial Services Council (FSC) chairperson Rob Flannagan says 2021 was another challenging year navigating a global pandemic but was upbeat at the council's recent AGM saying membership had grown by 23%.

Self-reporting problems to the Financial Markets Authority does not provide immunity from prosecution but will be relevant to the FMA’s enforcement response.

Anti-money laundering compliance firm First AML has raised $30 million.

The Financial Services Council (FSC) has welcomed the Financial Markets Authority's (FMA) target dates for financial advice provider (FAP) full licence applications.

Rival Wealth has expanded further into the Auckland market and has merged with long-standing financial services firm McLean Financial Planning Ltd.

The Reserve Bank of New Zealand is seeking views on its enforcement framework to promote confidence in compliance across the sectors the bank regulates.

Uncertainty around Covid-19 lockdowns has forced Financial Advice New Zealand to move its annual conference online.

Almost 600 Kiwi financial advisers have filled out a wellbeing survey aimed at assessing the mental health of people in the industry.

The Reserve Bank of New Zealand is changing the structure of its senior leadership team expanding it from six to eight roles.

New fund rollouts are in vogue at the moment. Here is the latest.