GoodReturns | NZ’s financial adviser news-item centre

Unregistered insurance adviser avoids prison

A South Island man who offered insurance advice, without being a registered financial adviser, has been sentenced to community work and community detention.

Thu, Jul 5th 2018 11:21AM

New advice rules to consider trail commissions

3 min read

Fine balance for new code

3 min read

AML break for RFAs

3 min read

Fewer direct retail investors in NZX

1 min read

FMA: Gloves are off on AML

2 min read

AML laws 'waste of time, money'

3 min read

Bank targets 'put customer interests at risk'

2 min read

New portfolio compliance tool comes to market

2 min read

What makes an adviser independent, anyway?

3 min read

Fees 'still too high'

2 min read

National: Reserve Bank role needs scrutiny

2 min read

Associations' last days

2 min read

Broader disclosure needed for VIOs: SiFA

3 min read

McLachlan: Pie move 'mildly interesting'

2 min read

Working group considers 161 submissions

2 min read

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