GoodReturns | NZ’s financial adviser news-item centre

Advisers 'out of their depths'

Many authorised financial advisers are out of their depths discussing bonds with their clients, industry commentators claim.

Susan Edmunds

Tue, Nov 11th 2014 06:00AM

FMA wants feedback on personalised DIMS rules

AML non-compliance revealed

[Weekly Wrap] It's going to take a long time

What is regulation's purpose?

Review a starting point for FAA discussion

DIMS regulations approved

Don't ditch growth at 50

[Weekly Wrap] Why doesn't everyone have to put the clients' interests first?

Break down investment costs: O'Grady

Is the Financial Advisers Act working?

FMA has eye on commissions

Investors 'not fazed' by Gross departure

Aussie providers slow to accept portability

Advisers not recognising complaints: FSCL

[Weekly Wrap] Drumming up complaints unnecessary

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