GoodReturns | NZ’s financial adviser news-item centre

[GRTV] Tiger FinTech’s Greg Boland on market shifts and NZX struggles

If the FMA comes knocking can you supply docs in time?

If the FMA comes knocking can you supply docs in time?

As the era of scrutiny, regulatory compliance and audits expand, how to navigate the murky waters of Financial Markets Authority (FMA) audit-readiness has been a growing concern for financial advice providers (FAPs).

Kerry Meadows-Bonner

Tue, Jun 27th 2023 03:37PM

Financial advisers pose lesser distribution risk says FMA

Financial advisers pose lesser distribution risk says FMA

Three personality types more likely to seek financial advice

Three personality types more likely to seek financial advice

FMA says monitoring isn't an audit or investigation

FMA says monitoring isn't an audit or investigation

InvestNow to expand term deposits, KiwiSaver ETFs

InvestNow to expand term deposits, KiwiSaver ETFs

InvestNow to expand term deposits, KiwiSaver EFTs

InvestNow to expand term deposits, KiwiSaver EFTs

Stewart Group welcomes advisers to mid-market ACI Funds

Stewart Group welcomes advisers to mid-market ACI Funds

Tax hikes make PIEs shine

Tax hikes make PIEs shine

Other lawyers note uptick in FMA information orders

Other lawyers note uptick in FMA information orders

FMA denies step-up in information, confidentiality orders

FMA denies step-up in information, confidentiality orders

Second court appearance for fund manager accused of assault

Second court appearance for fund manager accused of assault

Financial advice career pulling a younger crowd

Financial advice career pulling a younger crowd

FMA files criminal charges over alleged fake FAP licence

FMA files criminal charges over alleged fake FAP licence

Jail for not passing on tax deductions

Jail for not passing on tax deductions

Aussie giant comes to shake up ETF market

Aussie giant comes to shake up ETF market

Voting, engagement get breakdown in Harbour sustainability report

Voting, engagement get breakdown in Harbour sustainability report

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